At a Glance
Our Process
An Investment Advisor has two overriding responsibilities:
- Help you determine the most appropriate accounts to use in meeting your financial goals;
- Manage your portfolio(s) on a daily basis in accordance with a plan that we agree is best suited to meeting your financial goals
Your relationship with William Allan begins with you outlining your investment goals and your financial resources, which will include a risk tolerance survey so we know how you feel towards investing and the markets in general. You do this using our Investor Profile Worksheet (“IPW”).
No matter what your goals are, William Allan wants to help. We have experience in managing a range of accounts under a variety of different goals, including:
General Brokerage accounts, Traditional IRAs, Roth IRAs, SEP IRAs, Rollover IRAs, UTMA accounts, UGMA accounts, Not-For-Profit organizations, Trust accounts, Educational Savings accounts, and Custody accounts.
Our clients have a multitude of investment goals, including:
Retirement, College Savings, Employee Stock Option Plans, Charity work, and sometimes just plain old investing to earn income.
The goal is to take you from A-Z when it comes to your investments. That means not only providing you with advice on the most appropriate course of action for your investments, but also helping you implement the plan, make the investments for you, and report back to you on the progress.
